MIFID Compliant Review Letter and Charges Disclosure
I appreciate that everyone is probably numb from all the MiFID discussion and debate, but I wondered if anyone would feel comfortable sharing what their documentation looks like in terms of a post meeting review letter, which includes charges please? (no need for me to emphasise the anonymity of all personal client info)
We've had our 'post review and charges' document in place since roughly this time last year. However, our compliance support couldn't be more airy fairy when we have asked for guidance or enlightenment as to how we should be handling MiFID to ensure we are conveying everything to clients in the way that meets the requirements.
We're a busy firm and our advisers have a lot of client reviews each week so I'm just looking for some ideas as to how to simplify or enhance our current document.
Many thanks in advance for any kind of tip or trick or example! (I'll be happy to provide my email address over private message)