Help with LISA suitability report checklist

Hi everyone! 

I am about to write my first LISA report, unfortunately, the compliance company we use do not have yet a LISA report checklist/ appendix or even guidance.... as you can imagine I was not  impressed. 

Does anyone have one they can share? I just want to make sure I am not missing anything. 




  • Hi Elsa,

    Have you seen Transact's KFD for their LISA? They've got these bits covered. Let me know if you want a copy.

    Jo :-)

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